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Saving and Investing For Your Future – and Protecting Yourself from Investment Scams (SEC)
Speakers CW
Los Angeles Regional Office of the Securities and Exchange Commission, Supervisory Attorney of the Complaints and Inquiries Branch
Carol Williams Lally is the Supervisory Attorney of the Complaints and Inquiries Branch of the Los Angeles Regional Office of the Securities and Exchange Commission. She serves as the office’s lead liaison to other agencies, helps the office set its enforcement and examination priorities...
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Friday December 3, 2021 9:55am - 10:25am HST
Track 4